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Every business has a story—some are well-known, some emerge over time, and some are waiting to be revealed. Identifying and decoding the story ahead of time and being part of the company's journey can be a recipe for successful investing. The portfolio manager aims to identify stocks by considering both qualitative and quantitative analyses. These analyses encompass aspects of management integrity, product reach and depth, earnings growth, capital efficiency, and the relative margin of safety in valuations.
Communication with clients will preferably be via email, SMS, and other selected modes, conforming to regulatory requirements and customers' preferences. Clients will receive periodic account statements and monthly and/or quarterly updates in the form of newsletters and market commentaries via email.
During the proposal phase, every client will be informed about the pros and cons of investing in direct equities. A comprehensive risk profiling process will be undertaken to determine the suitability of the proposed product. This is to understand the client's financial goals, investment capabilities, risk propensity, and investment horizon. After client onboarding, we will provide detailed quarterly updates on the portfolio and the rationale and thought process behind investing in certain stocks. Continuous support for any portfolio or investment-related queries will also be available.
There are certain transactional costs involved in onboarding and operating the portfolios of clients. Fixed Fee: 1% of the average Assets Under Management, charged quarterly. Performance Fee: 10% of profit, over and above the hurdle rate and transaction costs. Custodian fee/ depository charges, and fund accounting fees. Registrar and transfer agents’ fees. Brokerage, transaction costs, and other services. Certification or professional charges. Exit loads and charges. At the proposal stage, during onboarding, and upon signing the client agreement, each client will be informed in detail about the charges that may be incurred during the portfolio management process. Additionally, they will be notified of any waivers received from any of our third-party vendors.
The client's online portal access will provide all the necessary information at all times. The client should expect the following reports from the Portfolio Manager: The value of the portfolio, descriptions of securities, the cash balance, and the aggregate value of the portfolio as of the date of the report. Transactions undertaken during the reporting period, including the date of the transaction and details of purchases and sales. Beneficial interests received during that period in the form of interest, dividends, bonus shares, rights shares, etc. Expenses incurred in managing the client's portfolio, including details of commissions paid to the distributor.
The portfolio manager intends to follow a path in discovering new businesses that could grow tremendously in the medium to long term and create wealth for investors. An investor should ideally remain invested for a longer period, with a minimum investment horizon of 5 years, to take advantage of market cycles, growth prospects, and to allow the compounding impact to play out effectively.
The funds or securities can be withdrawn or reclaimed by the client prior to the maturity of the contract. However, the conditions for premature withdrawal will be according to the agreement between the client and the portfolio manager, as regulated by SEBI. This may incur the following charges: For withdrawal within the first year of investment, there is a maximum exit load of 3% on the amount redeemed. For withdrawal in the second year of investment, there is a maximum exit load of 2% on the amount redeemed. For withdrawal in the third year of investment, the maximum exit load is 1% on the amount redeemed. There is no exit load for withdrawals after a period of three years from the date of investment.
The performance of the portfolio manager is calculated based on the Time-Weighted Rate of Return (TWRR) method. As mandated by SEBI, TWRR is used to compare the returns of portfolio managers by breaking up the return on the investment portfolio into separate intervals, thereby eliminating the effects of fund inflows and outflows from the account.
An investor can utilize the PMS online grievance redressal mechanism platform and submit a complaint to the Compliance Officer of the PMS at compliance-pms@fyers.in or call at +91 8867215635. The compliance officer will ensure that the complaint is resolved within 30 days. If it remains unresolved beyond the prescribed period, the investor can escalate the issue to SEBI on SCORES at https://scores.gov.in/scores/Welcome.html
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"text": "The funds or securities can be withdrawn or reclaimed by the client prior to the maturity of the contract. However, the conditions for premature withdrawal will be according to the agreement between the client and the portfolio manager, as regulated by SEBI. This may incur the following charges: For withdrawal within the first year of investment, there is a maximum exit load of 3% on the amount redeemed. For withdrawal in the second year of investment, there is a maximum exit load of 2% on the amount redeemed. For withdrawal in the third year of investment, the maximum exit load is 1% on the amount redeemed. There is no exit load for withdrawals after a period of three years from the date of investment."
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